Study #4: CAST Model

Saqr, Y., Braun, E., Porter, K., Barnette, D., & Hanks, C. (2017) Addressing medical needs of adolescents and adults with autism spectrum disorders in a primary care setting.  Autism, 22(1), 51–61. https://doi.org/10.1177/1362361317709970 (Free full text)

Hart, L. C., Saha, H., Lawrence, S., Friedman, S., Irwin, P., & Hanks, C. (2022) Implementation and Evolution of a Primary Care-Based Program for Adolescents and Young Adults on the Autism Spectrum. J Autism Dev Disord, 52(7), 2924-2933. doi:10.1007/s10803-021-05171-w (Free full text)

Plain Language Summary

Adapted Abstract

Background and Aims: These 2 studies describe the evaluation and evolution of the Center for Autism Services and Transition (CAST) model. CAST is a medical home, transition model for autistic adults implemented within a primary care practice for adults.

Methods and Results: The first article includes 2 small studies: a focus group and a chart review of Autistic patients who visited the CAST clinic between 2014 and 2015. The focus group of 10 Autistic young adults aged 18 to 30 identified main problems and potential solutions to help with visits to a primary care clinic for adults. Some of the most important problems were sensitivities to sound, light and touch and anxiety being in the waiting room. The CAST model provides pre-visit phone call assessment of needs and visit accommodations. The chart review of 74 Autistic patient visits at the CAST clinic found that 17 (23%) needed accommodation for their healthcare visit and 7 of these patients could not complete one part of the exam like the vital signs. The most frequent accommodation was to skip the waiting room. The second article describes changes to the CAST clinic over time: videos of procedures for patients and for providers, “happy visits”, educational sessions, and telemedicine visits were added.

Conclusion and implication: Planning the healthcare visit and offering accommodations like skipping the waiting room can improve the success of healthcare transition to a new provider for adults.

Findings

  • Problems Autistics identified with visiting a primary care clinic:
    • Sensitive to sound, light & touch.
    • Anxiety being in the waiting room.
    • Stress about talking with the physician and medical team and around the physical exam.
  • Possible solutions:
    • Offer some control on the environment (earphones, lighting, etc.)
    • Have things to do while waiting.
    • Provide options for how to communicate with the provider.
  • Accommodations used most often for the first visit at the CAST clinic:
    • No waiting room, registration done in the exam room.
    • Waiting to take vital signs.
    • Warning before touching.
    • Waiting in the car until provider is ready.
    • Lights off.
    • First appointment of the day.

 

  • Provider videos are watched more often than patient videos.
  • Social work support is important but based on grant money.
  • Changes in staff is hard since patients become comfortable with their provider.

Summary

The CAST model is a medical home program that focuses on providing care for autistic adolescents and young adults within a regular primary care practice. It includes patient centered care with multiple doctors as a part of the care team. Coordination of care to other specialty doctors is arranged as needed. Urgent needs are met through extended in-person hours and alternative methods of communication between patients and providers. New patients to the practice receive a pre-visit assessment call and longer first patient visit with their healthcare provider. The follow up visits are also extended as needed. As of January 2021, the CAST clinic served 858 Autistic patients in the large city of Columbus, Ohio.

This summary includes 2 articles evaluating and describing the evolution of the CAST model. The first article includes 2 small studies: a focus group and a chart review of Autistic patients who visited the CAST clinic between 2014 and 2015.The focus group of 10 autistic adults discussed healthcare experiences and barriers to healthcare access. The most important barriers identified were sensory sensitivities, anxiety being in the waiting room, stress about communicating with the office staff and healthcare provider and stress around the physical exam. Possible solutions proposed were offering control over the environment, providing something to do while waiting and options for communicating with the provider.

The retrospective chart review included 74 new autistic patients aged 15 to 45 seen at the CAST clinic. This chart review included demographic information as well as information on diagnosis, intellectual disability, previous experiences in medical settings, aggressive behaviors, physical limitations, and medication use. The 74 patients received a pre-visit assessment and 17 needed modifications to the primary care setting. The concerns identified were difficulty waiting, sensitivities to noises or bright lights, fear of needles, difficulty being touched, history of aggressive behavior in a medical office, and difficulty taking vital signs. Individualized plans were created for each patient’s first office visit. The most common accommodation was skipping the waiting room and completing the registration in the exam room. Other accommodations included waiting to take vital signs, warning before touching, waiting in the car until the provider is ready, lights off, first appointment of the day and a bodyguard out of sight was used for one patient. Of these 17 patients, 7 were unable to get complete vital signs or complete the full physical exam.

The second study is an evaluation of the CAST model performed after additions were made to the base model described above. Having a social worker as a part of the practice has proved to be valuable but limited due to grant or donation funding.  Procedure videos have also been added. There are videos for providers and videos for patients. These videos include taking a blood pressure, having an EKG done, getting blood drawn, and receiving a vaccination. Another addition is “happy visits” where the patient comes in advance of their upcoming appointments to become familiar with the staff and the environment. Evening educational sessions have also been added. Finally, telemedicine visits are also offered.

A total of 858 patients have been seen by CAST and there are about 80 visits per month to the clinic. The procedure videos for the provider were watched 18,488 times and the patient videos were watched 7756 times. The authors note that the procedure videos may have more watches due to autistics watching both videos as well as other clinics nationwide using these videos to train their providers after seeing the authors talk about these videos at conferences. The “happy visits” were helpful for some but not for others.

Real-World Implications

Planning the healthcare visit and offering accommodations like skipping the waiting room can improve the success of healthcare transition of autistic youth and young adults to a new provider for adults. Additional funding is required for additional staff like a social worker, for longer provider visits and for additional services like “Happy visits” and educational sessions. This program was implemented within a regular primary care setting and might be a model for other similar clinics.

Limitations

  • The program is provided in a large city and may not be feasible in more rural
  • Funding comes from grants which can vary over time leading to staffing changes and cuts in services like evening education sessions.
  • These results are from retrospective data. We do not know if this model is better than typical healthcare experience.

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Study #3: Transition experiences

Ames, J. L., Mahajan, A., Davignon, M. N., Massolo, M. L., & Croen, L. A. (2022) Opportunities for Inclusion and Engagement in the Transition of Autistic Youth from Pediatric to Adult Healthcare: A Qualitative Study. Journal of Autism & Developmental Disorders. doi:10.1007/s10803-022-05476-4 (Free full text)

Plain Language Summary

Adapted Abstract

Background and Aims: This study identifies barriers to a successful transition from pediatric to adult healthcare at Kaiser Permanente Northern California (KPNC), a network of healthcare providers that serves 4.5 million members. Child patients in this network are automatically assigned to an adult provider when they turn 18.

Methods and Results: Researchers conducted 39 phone interviews with autistic youth (n=14), caregivers (n=17), and pediatric and adult healthcare providers (n=8) within the KPNC network. They identified three major themes: (1) Navigating the healthcare transition without guidance, (2) Health consequences of a passive healthcare transition, and (3) Strategies for inclusion and continuous engagement.

Conclusions and Implications: Starting the transition process early and providing support to individuals, families and professionals can help autistic youth and their families successfully navigate healthcare transition to adult services.

 

Findings

Autistic youth and families/caregivers want:

  • A gradual transition process.
  • Skills to manage their healthcare needs and information about transition.
  • Sexual health to be addressed.
  • A warm handoff between pediatric and adult provider.

Healthcare providers want:

  • The right information, tools, and support to care for their patients.
  • Longer patient visits.
  • A transition care coordinator.

Summary

This study is a qualitative analysis of transition experiences within one medical system, Kaiser Permanente Northern California. They provide care to 4.5 million members. Three larger themes were identified with many sub-themes from 39 interviews.

Navigating the system without guidance

The first theme discussed in the paper is about patients and caregivers feeling lost in the system. Many Autistics in this study reported being automatically transitioned at the age of 18 without preparation. A few problems arose because of this. Autistics want autonomy but caregivers would also like to have some control over medical decisions. Autistics reported that disclosing their autism diagnosiscan be stressful. Some providers may come in with assumptions that are incorrect about an autistic patient. Caregivers worried that not disclosing an autism diagnosis could lead to some health problems not being addressed. Direct communication between the provider and their autistic young adult patients is required, but some caregivers would also like to be a part of that communication. Providers reported feeling uncertain about how to communicate with autistic young adults when the parent/caregiver is in control of the medical decisions because of conservatorship. Some caregivers and patients also talked about wanting a middle ground between full autonomy and conservatorship, but many healthcare practices do not have a framework for that relationship.

The need to be prepared for the transition was also discussed under the topic of “feeling lost in the system”. Many youths felt they needed practice with skills like talking with their doctor about adult matters, and felt they did not know what to expect or practice to be ready for adult care. Some caregivers wondered whether eighteen is the appropriate age for transition and if developmental delays should and could be taken into consideration before transition. Providers reported not having conversations about the transition unless the topic was brought up specifically during an appointment.

Health consequences of a passive healthcare transition

The second theme discusses how passive healthcare leads to crisis management and the neglect of sexual health conversations. Caregivers reported insufficientamounts of services and support in adult healthcare systems in comparison to the ones in the pediatric system. They want more proactive healthcare. Both caregivers and providers relied on the other to initiate the steps for transition of care and it never happened. Providers could not find the time in their scheduled visits to discuss transition as other health issues had priority. They did not know if they would see that patient again as they would be automatically transitioned in the system to an adult provider.

While Autistics reported going to their pediatrician for annual visits, they only wentto their adult doctor when something was causing a problem. The perceived dynamic of adult healthcare was more about crisis management compared to pediatric healthcare which was more about preventative medicine. This pose risks to the patients as they do not feel as comfortable talking to their adult provider about problems and therefore may have problems that go unresolved.

Sexual health is a big problem with a passive healthcare system. All three groups talked about how they were unsure who was supposed to give the information about sexual health to the youth. There is a need for autistic youth to learn how ahealthy sexual relationship is different from one that involves victimization and abuse.

Strategies for inclusion and continuous engagement

The third theme is about more engagement between patient, caregiver, and both pediatric and adult providers. Caregivers suggest a more gradual transition may improve experiences. A period where Autistics can talk with both providers at the same time could help familiarize them with the adult provider before needing to transfer the totality of their care. The option to delay the transition due to special circumstances is also important.

It may also be helpful for the pediatrician to recommend an adult provider to the family. A warm handoff from a trusted pediatrician may create a more welcoming and positive experience for the family. This could be a discussion between the care team and the family where everyone gets to know one another.

Providers reported feeling limited by appointment types and lengths. Theysuggested having a get-to-know-you visit before any formal healthcare consultation. Providers also felt like they needed more education on support for autistics, so that they could help their patients in a holistic manner and not just a healthcare one.

Real-World Implications

Transition conversations should start from an early age. More communication and information is needed between the patients, caregivers, and providers. Sharing care and having a transition manager could be helpful. Flexible appointment lengths and types and alternative to guardianship for help with healthcare decisions is also needed.

Limitations

  • The perspectives reported are from one large facility with automatic transition age and may not be similar in other healthcare settings.
  • The autistic participants were only those who could speak and answer the interview questions.
  • The diversity of socioeconomic backgrounds, race and ethnicity were not considered within the study.

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Study #5. Group Family Education

Smith, L.E., Greenberg, J.S., Mailick, M.R. (2012). Adults with Autism: Outcomes, Family Effects, and the Multi-Family Group Psychoeducation Model. Current Psychiatry Reports, 14(6):732-738. doi:10.1007/s11920-012-0328-1 (Free full text)

Plain Language Summary

Adapted Abstract

Background and Aims: There are few interventions to support families and autistic youth during the transition to adulthood. This study describes a multi-family group psychoeducation model to help families of autistic children through problems that occur during the transition to adulthood.

Methods and Results: In this 8-week program, 11 families of autistic children aged 15-18 years joined a multi-family meeting once a week for an hour and a half. They received information about different topics related to transition to adulthood. The outcomes measured after completing the program included (1) parental knowledge and empowerment, (2) parent–child relationship quality, (3) child behavior, and (4) parent stress in a pre- and post-intervention interview. Parent-child relationships improved as well as the parent understanding and knowledge of services available.

Conclusion and implication: This model can help support parent-child relationships throughout the transition to adulthood period. Increased knowledge about available services may help parents advocate for access to available services or programs.

Findings

  • Improved parental understanding of adolescents’ differences
  • Learned about available services.
  • Improved quality of parent–child relationship.
  • Parents were better able to predict problem behaviors in their adolescents.
  • There was no change in child’s behavior or parental stress.

Summary

The curriculum in this multi-family group psychoeducation model was based on previous research in individuals with schizophrenia or mood disorders. The model was adapted based on findings from focus groups of families of autistic individuals. There was specific interest in community activities and connections, learning about solving common problems that autistics and families face during the transition years and training in advocacy. The program Transitioning Together was created to address these needs. The curriculum included transition planning, self-care, informational topics, and legal issues (trust and guardianship). This program has two stages. Initially, the family joins intervention staff and develops goals they want to achieve. Then, the multi-family group sessions occur weekly for eight weeks to talk about topics relevant to autism and activities for problem solving related to each family’s goals. Each session lasts one and half hours. The autistic individuals do not join the multi-family group sessions. Instead, they participate in a group where they play games and take part in learning activities like role playing, skits, cooking, and other hobbies.

The outcomes measured were parental knowledge and empowerment, parent-child relationship quality, child behavior, and parent stress. These outcomes came from a survey given at an exit interview. There were significant improvements in knowledge and relationships between parent and child. Parents also reported feeling as though they could better predict when their child would have a behavior problem then before the intervention.

Real-World Implications

This intervention is feasible for families of autistic youth and may support parent-child relationship which is an important aspect of transition to adulthood. Developing problem solving skills and knowledge of services available may help parents advocate for the needs of their children during the transition period. Parent advocacy networks and other organizations could provide similar education series to support families with the transition to adulthood.

Limitations

  • No information was provided on whether the families goals were achieved.
  • There were no outcomes directly reported by autistic youth.

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Study #2. “Fearless, Tearless” transition service

Culnane, E., Loftus, H., Efron, D., et al. (2020) Development of the Fearless, Tearless Transition model of care for adolescents with an intellectual disability and/or autism spectrum disorder with mental health comorbidities Developmental Medicine & Child Neurology, 63(5):560-565. doi:10.1111/dmcn.14766 (Free full text)

Culnane, E., Efron, D., Williams, K., Marraffa, C., Antolovich, G., Prakash, C., & Loftus, H. (2022). Carer perspectives of a transition to adult care model for adolescents with an intellectual disability and/or autism spectrum disorder with mental health comorbidities. Child Care Health and Development. doi:10.1111/cch.13040 (Abstract)

Plain Language Summary

Adapted Abstract

Background and Aims: These articles describe the Fearless, tearless transition model for autistic adolescents with dual disabilities.

Methods and Results: In the first study, 18 caregivers and 1 young autistic adult completed a survey, and 62 healthcare stakeholders were interviewed to understand the barriers to healthcare transition. The Fearless, Tearless Transition model was created to address the barriers identified. The model includes a transition manager, clinical assessments of needs, shared care between pediatrician and adult providers and adult providers education to develop expertise. In the second study, 22 caregivers of autistic adolescents with dual disabilities completed a survey before and at least 6 months after receiving the transition support. Preparedness for transition was significantly improved and 67% found the program useful. There was no change in confidence to transition or in caregiver’s stress. The areas of need most improved after the transition were self-care and home and family life while no change was reported in sexual health concerns.

Conclusions and Implications: A transition model that includes a transition manager and communication between pediatric and adult providers has the potential to support the healthcare transition of autistic youth.

Findings

  • Preparedness for transition was significantly improved.
  • There was no change in confidence to transition or in caregiver’s stress.
  • Satisfaction with the program: 67% reported the transition service was useful.
  • Self-care, home and family life, lifestyle and funding were the most improved areas of concern.
  • Sexual health, friends and activities, and mental health show little to no improvement.

Summary

This summary includes 2 studies on the development and on the evaluation of the Fearless, Tearless Transition model. The Barriers to the healthcare transition identified in the first study included anxiety of caregivers due to difference between pediatric and adult care, variability in transition planning, lack of communication in the healthcare system, and lack of capacity and expertise in adult providers to care for autistic young adults with dual disability. Dual disabilities are defined by having an intellectual disability and/or autism spectrum disorder (ASD) and co-existing mental health disorders like anxiety disorder or depression.

The Fearless, Tearless Transition model aims to improve caregivers’ satisfaction, reduce anxiety regarding transition, and improve communication between providers during the transition period. The model includes a transition manager, an assessment of needs completed by the pediatrician, shared care and communication between pediatrician and adult providers and education to develop adult providers’ expertise.

The model includes pediatricians who start talking about transition of care at the age of 12.  Between the ages of 15 and 18, Autistic youth attend a transition visit. Their needs are assessed by the pediatrician together with the transition manager. The assessment tools include (1) Modified Health of the Nations Outcomes Scale—Learning Disability (M-HoNOS-LD), (2) Modified Supervision Rating Scale (M-SRS), (3) 12-year-old checklist and (4) Autism Parenting Stress Index (APSI). A transition plan is created based on the assessment results. The Autistic youth alternates visits between the pediatrician and the general adult provider until transition is completed.

The second study is based on surveys of 22 caregivers completed before and at least 6 months after receiving the transition support. This model was rated as somewhat useful or useful by 67% of caregivers. They felt significantly more prepared for transition after the intervention. There was no significant change in confidence to transition or in caregivers’ stress. Areas of concerns improved compared to the initial survey were self-care, home and family life, lifestyle, and funding. There was little to no change in sexual health. Areas of concerns including friends and activities and emotional health showed less than 10% improvement.

Real-World Implications

A transition model that includes a transition manager, needs assessment, communication between pediatric and adult providers and provider education has the potential to support the healthcare transition of autistic youth. Additional support addressing specific areas of sexual health, friends and activities and emotional and mental health is needed.

Limitations

  • The studies include a small number of participants.
  • Non-English-speaking patients were excluded from the study and may experience greater barriers to transition.
  • There is no measure of the Autistic young adult’s or provider’s perspective of the impact of the transition model.

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Study #1. “HOME” clinic

Suen, C.G., Campbell, K., Stoddard, G., Carbone, P.S.(2020). Patient-Centered Outcomes in an Interdisciplinary Clinic for Complex Children with Autism. Journal of Developmental & Behavioral Pediatrics 42(3):182-190. doi:10.1097/dbp.0000000000000877 (Free full text)

Plain Language Summary

Adapted Abstract

Background and Aims: HOME is a multi-age, primary care clinic providing different types of autism services using a medical home model. This study compares the views of caregivers of autistic children receiving care at the HOME clinic to the views of caregivers of autistic children nationwide.

Methods and Results: Questions from the 2016 NSCH, a survey previously sent to 1,151 families nationwide, were sent to 129 caregivers of members of the HOME clinic. The results showed that members of the HOME clinic had more opportunity for shared decision-making, more often received family-centered and coordinated care compared to the nationwide 2016 NSCH results. HOME members also had more access to behavioral treatment and adult transition services and less medical needs that were not met.

Conclusions and Implications: A primary care clinic providing different types of autism services using a medical home model like HOME can help meet the needs of autistic individuals from childhood to adulthood.

Findings

Compared to a national US sample, caregivers from HOME reported:

  • More family-centered and more coordinated care for their children.
  • More opportunities for shared decision making.
  • Increased access to behavioral treatments.
  • Increased access to adult transition services.
  • Less financial burden and less medical needs that were not met.

Summary

The University of Utah has an outpatient clinic for persons with developmental disabilities and co-occurring health conditions. This outpatient clinic is part of the Neurobehavior Healthy Outcomes Medical Excellence (HOME) program. It provides primary care and other services in the same clinic. Many professionals from the care team may attend the healthcare visit. The visits at HOME are scheduled for 1 hour.  HOME members also have access to specialist care within a large healthcare network. HOME is funded through capitated payments from Medicaid and private insurances. In previous studies, the HOME program has shown an increase in outpatient services with less time spent in the hospital for their members.

This study looks at how the caregivers of members of the HOME program evaluate their care in comparison to a nationwide sample of caregivers of children with autism. Data from the nationwide sample was collected in another study, but was used as a control group for the HOME model. The survey asked about Shared Decision-making, Family-centered care, Effective care coordination, Care within a medical home, and Transition discussions. There were also questions about medical needs that were not met.

Compared to the control group, caregivers of the HOME model reported more opportunities for Shared Decision-making, more Family-centered care, Effective care coordination, and Care within a medical home. Caregivers also reported more conversations about the transition of care with their provider and less medical needs that were not met than the nationwide sample. They also said they received more autism specific behavioral treatments and had more than 20 minutes with their doctor during their healthcare visit. These results were found after “adjusting” or considering age, sex, race/ethnicity, insurance, autism severity and intellectual disability.

Real-World Implications

A primary care clinic providing different types of autism services using a medical home model like HOME can help meet the needs of autistic individuals from childhood to adulthood.

Limitations

  • There could be overlap in answers as caregivers in the home program may have answered questions for the nationwide survey as well as the survey sent out specifically based on their enrollment in the HOME program.
  • There may be a participation bias for those in the HOME program being likely to participate in the study based on how satisfied they are with their care.

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